Barry Ritholtz

MARCH 18, 2025

Consider direct indexing to reduce capital gains and reduce concentrated positions. E Own bonds for income and to offset stock volatility. Primarily Treasuries, investment-grade corporates, munis, and TIPs. Be tax-aware. Use a regret minimization strategy when sitting on outsized single position gains.

Investments 127

Investments Math Concentration Valuation 127

PYMNTS

DECEMBER 16, 2020

According to Mexican regulators, the two companies in charge of the country's credit and debit settlements represent "a near monopoly," and big businesses need to sell shares in those companies, the Associated Press (AP) reported.

Concentration 83

Concentration Banking Economics Accounting 83

PYMNTS

DECEMBER 27, 2020

Financial regulators in China are moving to curb the influence of Jack Ma 's Ant Group by telling it to switch focus back to its mainstay payments business while fixing issues in personal lending, wealth management and more, The Wall Street Journal (WSJ) reports. The People's Bank of China criticized Ant on Sunday (Dec.

Concentration 90

Concentration Foreign Exchange Banking Valuation 90

Barry Ritholtz

NOVEMBER 27, 2024

The result will be very predictable: concentric rings will expand out from where the mass disrupts the calm surface. Next time you encounter a calm pond or lake with a nice, smooth surface, pick up a rock and toss it into the water. This is how models depict the economy. Once the surface settles down, repeat the exercise.

Concentration 80

Concentration Forecasting Retail Marketing 80

Barry Ritholtz

DECEMBER 4, 2024

(December 4, 2024) Are you holding large, concentrated equity positions that have accrued big gains? Meb Faber, founder and chief investment officer of Cambria Investments, speaks about a new ETF that may be the solution to the challenge of concentrated equity positions. Tell us what a concentrated position is.

Concentration 52

Concentration Math Accounting Investments 52

Nerd's Eye View

JANUARY 10, 2025

Also in industry news this week: A survey indicates that nearly 71% of new financial advisors drop out in the first 5 years, with firms offering better training and mentorship opportunities (as well as entry-level positions that don't come with business development targets) seeing higher employee retention rates How broker-dealer self-regulatory organization (..)

Concentration 75

Concentration Valuation Securities Education 75

E78 Partners

NOVEMBER 7, 2024

Outsourcing also enables internal teams to concentrate on essential business tasks rather than getting weighed down by the challenges of telecom management. Consequently, companies can efficiently concentrate on their primary tasks while meeting their telecommunications requirements.

Concentration 59

Concentration Vendor Management Communication Risk Management 59

Nerd's Eye View

AUGUST 9, 2022

Welcome back to the 293rd episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Anna N’Jie-Konte.

Concentration 97

Concentration Leverage Planning Economics 97

Nerd's Eye View

MARCH 18, 2025

So, whether you're interested in learning about attracting high-net-worth business-owner clients, how to handle the topic of concentration risk with entrepreneur clients, or strategies for receiving valuable and actionable client feedback, then we hope you enjoy this episode of the Financial Advisor Success podcast, with Ali Nasser.

Concentration 52

Concentration Planning Education Investments 52

CFO News

NOVEMBER 26, 2024

NFRA is firm on its revised auditing standards, particularly SA 600, but remains open to reconsidering the approach if ICAI or any other regulatory body presents compelling evidence of audit concentration risks.

Concentration 40

Concentration Auditing 40

CFO News Room

FEBRUARY 4, 2022

Some of those that held up best strayed from their traditional investing grounds, or concentrated on the shortest maturities. . Qualcomm posted strong quarterly earnings and gave an upbeat sales outlook, underscoring that demand for chips for everything from smartphones to cars remains elevated. Chart of the Day. Source link.

Profit and Loss 130

Profit and Loss Marketing Concentration Forecasting 130

CFO News

JUNE 8, 2023

Joint Audit India: David Herbinet, its global head of audit, says joint audit deals with challenges of high concentration of Big Four firms and of audit quality

Auditing 98

Auditing Concentration 98

CFO News

APRIL 26, 2023

" If you don't want to restrict their further growth or market share, one way is to be sure that they have enough skin in the game and only efficient concentration is taking hold in the economy."

Concentration 98

Concentration Marketing 98

CFO News

MARCH 17, 2024

The Securities and Exchange Board of India (Sebi) has exempted overseas funds, having more than 50% of their India equity assets under management in a single corporate group, in case the concentrated holdings of the funds are in a listed company with no identified promoter.

Compliance 98

Compliance Concentration Securities 98

PYMNTS

SEPTEMBER 27, 2020

“When everybody has to move to homeworking, everyone has to become their own cybersecurity expert and make their personal network as robust as they can,” Roderick Jones, founder of cybersecurity protection group Concentric Advisors told FT. Otherwise they risk exposing their corporate information.”.

Securities 129

Securities Concentration 129

Barry Ritholtz

JUNE 28, 2023

In many cases, investor demand for AI-related stocks has fueled these increases” Sometimes you need to see things like this visually to capture all of the broad contexts of stock concentration in indices… The post S&P 500 Companies: A Visual Breakdown appeared first on The Big Picture.

Concentration 105

Concentration Numbers Accounting Marketing 105

PYMNTS

JULY 5, 2020

Hemp, a strain of cannabis with lower concentrations of THC, the substance that makes users high, was legalized in 2018. It’s intended to “enhance the availability of financial services and the financial transparency of hemp-related businesses in compliance with federal law,” the notice said.

Treasury 140

Treasury Banking Concentration Manufacturing 140

CFO News Room

JANUARY 31, 2023

I have come to think of it in terms of concentric circles, each smaller than, and fully contained in, the larger category. Capitalism, however, also creates concentrations of economic power because of the ability of successful investors and entrepreneurs to gather large amounts of wealth.

Concentration 130

Concentration Economics Marketing Currencies 130

Global Finance

DECEMBER 6, 2024

The client base predominantly consists of HNWIs and UHNWIs concentrated in Qatar and the broader Middle East and North Africa region, backed by QNBs presence in London, Paris, and Geneva. QNB Private manages a substantial portfolio, with assets under management reflecting a steady increase year on year and an expanding market share.

Banking 52

Banking Concentration Investments Risk Management 52

CFO News

SEPTEMBER 17, 2024

Amid concerns from the Institute of Chartered Accountants of India about potential audit concentration among large firms, the NFRA proposes significant revisions to SA 600 to address audit deficiencies and enhance oversight.

Concentration 75

Concentration Auditing Accounting 75

FISPAN

APRIL 27, 2022

AJ holds a Bachelor’s degree in Computer Information Systems with a concentration in Systems and Networking, as well as a minor in Economics. AJ also completed his Master of Science (MSc) in Computer Science with a focus on artificial intelligence.

Concentration 98

Concentration Economics Finance Technology 98

CFO News Room

DECEMBER 16, 2021

The gain was concentrated in the Pandemic Unemployment Assistance program and the Pandemic Emergency UC program, which accounted for 93,338 of the 107,674. State continuing claims have risen in three of the past five weeks.

Concentration 130

Concentration Economics Numbers Investments 130

Barry Ritholtz

AUGUST 17, 2022

Concentrated portfolio risk. Devouring capitalism. Reached a mania. Lobotomized investing. Dangerous for economy. Poses a frightening systemic risk. Bubble waiting to burst. Leads to Monopolies. Sources here: [link]. Barry Ritholtz (@ritholtz) August 13, 2020.

Concentration 133

Concentration Investments 133

CFO Thought Leader

JANUARY 6, 2025

I was always in a seat where I was working across different industries, company sizes, and with that, all the challenges that came it provided me with such a concentrated view of how leadership in finance can drive growth across such diversity.

CFO 52

CFO Leadership Compliance Concentration 52

PYMNTS

NOVEMBER 2, 2020

PYMNTS reported that the initial focus on retail could signal that the bank is scaling its operations in piecemeal fashion toward a full launch, concentrating on domestic transactions so as to launch sooner rather than later. In October, PBOC made the decision to issue 10 million yuan ($1.5

Concentration 116

Concentration Currencies Banking Retail 116

CFO News

JULY 25, 2023

The number of active clients at India’s fourth-largest IT services firm declined by 35 sequentially to 1,444 for the period ended June, Chief Executive Thierry Delaporte told ET in a recent interview.

Concentration 52

Concentration Numbers 52

Nerd's Eye View

JUNE 28, 2024

Also in industry news this week: How the SEC could target dually registered firms for enforcement of their duties to care for and manage conflicts of interest under Regulation Best Interest and the Investment Advisers Act to send a message to the industry and to clarify its expectations for these "dual-hatted" firms and their advisors Why a shift in (..)

Concentration 75

Concentration Prioritization Auditing Compliance 75

PYMNTS

APRIL 15, 2020

The highest concentrations are in the larger, more populated states such as California, which has over 50,000 reports; Florida, with around 41,000; and Texas, which has 36,000 reports. Nevada has also had a high concentration of such reports, with 200 cases for every 100,000 people in the overall population.

Concentration 86

Concentration Healthcare Numbers Securities 86

CFO Plans

DECEMBER 29, 2024

This narrow focus can lead to missed opportunities for innovation and expansion, as businesses concentrate on merely covering costs instead of exploring new revenue streams. However, an emphasis on just breaking even often means ignoring critical Business Growth Strategies.

Strategic Planning 52

Strategic Planning CFO Concentration Manufacturing 52

Global Finance

JUNE 4, 2024

Misclassification is concentrated in a handful of industries, including hospitality, warehousing, and some industrial sectors, he adds. King estimates that 10% to 15% of independent contractors, or some seven million to 10 million individuals in the US, “should be classified as employees, and most of them would want to be.”

Math 126

Math Concentration Finance Securities 126

PYMNTS

SEPTEMBER 17, 2020

The new initiative will include “concentrated investments that will focus on providing Black-owned businesses and Black people access to affordable financial tools and capital,” Mastercard said in a news release. Mastercard said it will invest $500 million in Black communities across the U.S. This is a time for action.

Concentration 113

Concentration Economics Financial Systems Investments 113

Nerd's Eye View

SEPTEMBER 13, 2022

Vest and Financial Network to improve upon or outright establish new advisory platforms within their existing brokerage businesses, and how in three short years, Carolyn built a new training and development platform for LPL’s largest advisors – helping them recruit and retain advisors, create better compensation packages, and even build (..)

Leadership 95

Leadership Concentration Planning 95

CFO Simplified

AUGUST 21, 2022

With regard to accounts receivable, one thing banks are always concerned about is customer concentration. If you have a heavy customer concentration with one, two, or even five customers, they may tighten up your advance rate because they feel that there are too many eggs in one basket. Regarding Accounts Receivable.

Banking 98

Banking Concentration CFO Accounting 98

Generation CFO

JANUARY 28, 2022

With the argument centring around that we can’t concentrate, we don’t knuckle down and stick something out through tougher times. . Where it used to be the norm for people to spend 20 years in the same company, we now see a trend for more career movement and development. It’s too easy for leaders to throw mud at millennials,” says James.

CFO 200

CFO Math Concentration Finance 200

Barry Ritholtz

MARCH 9, 2024

In the wake of New York Community Bancorp’s selloff, Barron’s is examining banks with the highest concentration of commercial real estate loans. How a 93-year-old woman made a Bronx medical school tuition-free using Berkshire Hathaway stock. Wall Street Journal ) • These 10 Lenders Have Bet the Bank on Commercial Real Estate.

Concentration 122

Concentration Forecasting Banking Securities 122

Nerd's Eye View

JUNE 7, 2024

Also in industry news this week: Backers announced the new Texas Stock Exchange, which seeks to provide companies with a lower-cost alternative to the NYSE and Nasdaq, which, if successful, could create a more competitive landscape and potentially better execution and reduced trading costs for financial advisors and their clients The American College (..)

Concentration 75

Concentration Analyzing Data Tax Planning Leverage 75

PYMNTS

JANUARY 22, 2021

Some key tools that emerged as most beneficial to treasurers included physical cash concentration, notional pooling and virtual account solutions. For instance, both cash concentration and notional pooling can enable a treasurer to understand an end-of-day cash position.

Treasury 103

Treasury Concentration Currencies Banking 103