Nerd's Eye View

APRIL 26, 2023

One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Creating a compliance calendar for a solo RIA can help to systematize and manage compliance tasks, requirements and deadlines.

Compliance 98

Compliance Advertising Invoicing Communication 98

Nerd's Eye View

NOVEMBER 30, 2022

Taxes are a central component of financial planning. Almost every financial planning issue – whether it is retirement, investments, cash flow, insurance, or estate planning – has tax considerations, and advisors provide a great deal of value in helping clients minimize their overall tax burden.

Tax Planning 98

Tax Planning Compliance Planning Communication 98

Nerd's Eye View

OCTOBER 29, 2024

Travis is the founder of Student Loan Planner, an RIA and student loan consulting company based in Chapel Hill, North Carolina that serves nearly 1,400 households with ongoing financial planning (as well as consulting with over 15,000 clients on student loan debt).

Leverage 97

Leverage Planning Compliance Startups 97

Future CFO

DECEMBER 29, 2024

Evolving role Historically, CFOs were the stewards of financial reporting and compliance. This includes scenario planning, advanced forecasting, and data visualisation techniques that help stakeholders understand complex financial data, she adds.

Finance 98

Finance Compliance Data Analysis Leadership 98

Nerd's Eye View

APRIL 26, 2023

One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Putting all of this information together, it’s possible to create a compliance calendar that accounts for each task required, its frequency, and the due date for each.

Compliance 98

Compliance Advertising Invoicing Communication 98

CFO Selections

NOVEMBER 20, 2024

As such, their responsibilities include: budgeting and forecasting, managing mergers or acquisitions, and handling compliance issues. The CFO role is forward-thinking as they consider economic, industry, tax, government regulation and social issues.

CFO 105

CFO Tax Planning Leadership Budgeting 105

Bramasol

NOVEMBER 11, 2024

Security and Compliance: As companies migrate to the cloud, they can rely on their cloud ERP provider to prioritize data security and regulatory compliance. Leading cloud providers invest heavily in security measures and compliance protocols to protect sensitive information. Efficiencies are the currency of modern capitalism.

SAP 93

SAP Compliance Leverage Invoicing 93

Generation CFO

DECEMBER 20, 2021

I recently spent a very enjoyable hour discussing financial workforce planning with Mark White of MHR. I did not fully appreciate how workforce planning has developed over the years, the huge difference between private and public sector, the GDPR conundrum nor the potential number of drivers that can be used in a salary plan.

Planning 131

Planning Benchmarking Concentration Budgeting 131

CFO News Room

NOVEMBER 2, 2022

But by being aware of the varying requirements and filing documents in an accurate and timely manner, new firms can navigate their way through the registration process and (finally) begin offering planning services to clients! Compliance policies and procedures manual. Author: Chris Stanley. Guest Contributor. Net capital worksheet.

Compliance 130

Compliance GAAP Investments Advertising 130

Nerd's Eye View

MARCH 24, 2025

For smaller firms – especially those with little to no experience onboarding new advisors – creating a well-paced financial plan can feel daunting. However, a structured and flexible onboarding plan not only helps an associate advisor ramp up efficiently but also ensures a smooth transition into an autonomous and fulfilling role!

Planning 52

Planning Communication Benchmarking Construction 52

Nerd's Eye View

OCTOBER 11, 2023

However, this "Compliance Rule" did not technically require that the annual compliance review of policies and procedures be conducted in writing, even though advisers were required to maintain records if they did document such reviews in writing! the SEC's new marketing rule). the SEC's new marketing rule).

Compliance 98

Compliance Investments Planning Marketing 98

Global Finance

APRIL 4, 2025

Pending regulatory approval, Google plans to acquire multi-cloud security platform provider Wiz in an all-cash deal worth $32 billion. Before its planned Wiz acquisition, Google Cloud acquired cloud security provider Mandiant for $5.2 Once the transaction closes, Wiz will be incorporated into Google Clouds business line.

Prioritization 88

Prioritization Securities Compliance Finance 88

Navigator SAP

JUNE 24, 2022

Today, life sciences firms need the power and features of industry-standard enterprise resource planning software such as SAP Business ByDesign. Quality Control and Compliance Compliance and quality management are critical for life science firms, be it a biopharmaceutical or device manufacturer.

Pharmaceutical 246

Pharmaceutical SAP Manufacturing Compliance 246

CFO Talks

NOVEMBER 29, 2024

Transparency is critical, particularly in a heavily regulated sector like ours, where compliance with local regulations and alignment with corporate governance are essential. From the financial side, I am heavily involved in the scoping of the AFE, ensuring all financial models, scenario planning, and required returns are accurately detailed.

Finance 98

Finance Profit and Loss CFO Leadership 98

CFO Plans

NOVEMBER 10, 2024

For businesses poised for expansion, understanding and strategically planning for these costs isn’t just advantageous—it’s essential for success. Optimize Your Hiring Strategy with CFO Plans Business Tax Planning as a Route to Savings In financial management, business tax planning is often an overlooked yet vital component.

Tax Planning 52

Tax Planning Benchmarking Risk Management Compliance 52

Future CFO

FEBRUARY 14, 2025

Addressing such gaps is crucial for the organisation, including the Finance function, as it can impact cost planning and decision-making processes. Cloud-based financial systems have improved collaboration, making data more accessible while ensuring compliance with evolving regulations."

Cash Flow Forecasting 78

Cash Flow Forecasting Compliance Leverage Reconciliations 78

CFO Plans

NOVEMBER 25, 2024

CFOs must stay informed about the latest threats and trends to effectively evaluate secure financial services and ensure compliance with financial technology regulations. Navigating Financial Technology Compliance Adhering to financial technology compliance and data privacy regulations is another critical responsibility for CFOs.

Prioritization 52

Prioritization Compliance Financial Data CFO 52

E78 Partners

NOVEMBER 12, 2024

Take a critical look at areas prone to audit issues—such as revenue recognition, procurement, impairment, and financial reporting—ensuring that controls in these high-risk areas meet compliance standards. This timeline should account for potential delays and include contingency plans in high-risk areas.

Auditing 59

Auditing Financial Planning and Analysis (FP&A) GAAP Compliance 59

Nerd's Eye View

JANUARY 31, 2025

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that following the change of administration (and a new incoming chair of the SEC), the Investment Adviser Association is seeking to find ways to help RIAs (particularly smaller firms) manage the compliance responsibilities they (..)

Valuation 98

Valuation Compliance Communication Planning 98

E78 Partners

JANUARY 9, 2025

Regulatory Changes and Compliance Demands As regulatory frameworks evolve, businesses must stay agile and informed to meet shifting expectations. Companies need to evaluate their readiness across several dimensions, including financial reporting, operational scalability, and regulatory compliance.

Compliance 59

Compliance Financial Reporting Planning Economics 59

Nerd's Eye View

DECEMBER 17, 2024

What's unique about Fran, though, is how she decided to transition from the independent broker-dealer model to a 'supported independence' corporate RIA platform in order to avoid the compliance headaches involved in being a totally independent RIA while reducing the drag of platform fees on her firm's profitability by finding a platform that wouldn't (..)

Compliance 97

Compliance Planning Accounting Technology 97

Accountancy Today

JULY 21, 2022

More is needed to tackle R&D abuse and improve compliance despite the improvements to legislation made as part of the Government’s Finance Bill, according to RSM UK. Companies will also need to inform HMRC, in advance, that they plan to make a claim. Each claim will need to be endorsed by a named senior officer of the company.

Compliance 105

Compliance Finance Accounting Planning 105

Global Finance

APRIL 3, 2025

On the other hand, many of the challenges facing the Arab banking sectorsuch as de-risking, compliance with international regulations, financing for development, and climate changetranscend national borders. In this regard, the UAB acts as a platform for dialogue and cooperation.

Economics 59

Economics Banking Compliance Risk Management 59

CFO Plans

APRIL 14, 2025

Creating a Tax Compliance Recovery Plan A comprehensive tax compliance recovery plan is indispensable. This plan should encompass regular training for your financial team on the latest tax regulations and compliance requirements. Discover more CFO Tax Recovery Strategies to secure your financial future.

Auditing 52

Auditing Compliance CFO Financial Reporting 52

CFO Talks

MARCH 13, 2025

Now, picture the opposite: instant access to real-time financial insights, automated compliance checks, and AI-driven forecasts guiding your next move. This shift allows businesses to move from reactive decision-making to proactive planning. Reducing Errors and Ensuring Compliance Mistakes in financial reporting can be costly.

Financial Reporting 52

Financial Reporting IFRS Compliance Problem Solving 52

Bramasol

FEBRUARY 9, 2024

As this blog series continues to explore optimizing quote-to-cash (QTC) to compliance for different industries, in this episode we dive into the special challenges faced by companies in the telecom sector and address how solutions in the SAP portfolio help overcome them.

SAP 85

SAP Compliance Invoicing Leverage 85

E78 Partners

MARCH 3, 2025

Maintain compliance with ongoing disclosure and transparency requirements. Internal reporting structures and organizational charts should support these segment classifications to ensure consistency and compliance. Develop Comprehensive Tax Strategies: Optimize tax planning, transfer pricing, and international tax considerations.

Financial Planning and Analysis (FP&A) 52

Financial Planning and Analysis (FP&A) GAAP Marketing Compliance 52

The Charity CFO

APRIL 1, 2025

This section focuses on: Approval workflows and disbursement controls Monthly reconciliations and reporting cycles Digital document retention Audit readiness and compliance planning These practices are essential to creating a trustworthy, funder-ready organization. STRATEGY & GROWTH Sustainable growth requires intentional planning.

Nonprofit 98

Nonprofit CFO Leadership Cash Flow Forecasting 98

CFO Plans

DECEMBER 9, 2024

Missed tax deductions and compliance penalties are common pitfalls that can seriously harm financial health. Similarly, in real estate finance management , optimizing tax deductions and ensuring compliance can lead to substantial savings. The allure of DIY financial management is strong, promising cost savings.

Numbers 52

Numbers Compliance CFO Leverage 52

Bramasol

APRIL 15, 2024

In this new post, we get more granular to provide an update on how AI and Gen AI can enhance productivity, insights, and results in finance applications such as order-to-cash to compliance (OTC 2 ), along with a look at how new SAP AI initiatives are key to this transformation. to drive financial models.

SAP 83

SAP Financial Planning and Analysis (FP&A) Compliance Reconciliations 83

CFO Plans

JANUARY 20, 2025

Get expert guidance from CFO Plans today to ensure you’re compliant and maximizing potential savings. Strategic Tax Planning for Entrepreneurs The foundation of effective tax management begins with strategic planning. A practical step is to establish a tax compliance checklist.

Tax Planning 52

Tax Planning Compliance CFO Planning 52

CFO Thought Leader

OCTOBER 28, 2024

We operate at the intersection of compliance and security in a space we pioneered, called trust management. Read More We created the automated compliance category in 2018, which enables companies to achieve compliance in weeks, not months, using frameworks like SOC 2, ISO 27001, HIPAA, and GDPR.

Leadership 64

Leadership CFO Finance Compliance 64

Nerd's Eye View

JUNE 5, 2024

If they want to continue to grow and increase their capacity, they'll need to make several important decisions and address a plethora of legal and compliance requirements not only to avoid potential legal issues but also to ensure that their business will continue to operate smoothly.

Compliance 75

Compliance Leadership Securities Investments 75

CFO Talks

APRIL 17, 2025

As the role of the finance leader evolves beyond compliance and control, strategic decision-making increasingly relies on the intelligent use of data. A new cloud ERP, an AI-powered planning tool, or a clever dashboard only deliver value if they help the business make better decisions faster. But not just any data.

CFO 52

CFO Compliance Finance Currencies 52

Centage

SEPTEMBER 13, 2022

There is some risk to using past performance to inform your long-term plans, and this can be compounded during times of economic uncertainty. Your company needs to make plans for the future. Your budget is a roadmap of your business’s financial goals and how you plan to reach them. What Is Financial Forecasting?

Financial Planning and Analysis (FP&A) 98

Financial Planning and Analysis (FP&A) Planning Forecasting Profit and Loss 98