Compliance, Math and Practice Management

Finding Rollover Opportunities In Transitions After Layoffs

CFO News Room

DECEMBER 27, 2022

So 1,800 clients, just north of 400 million, so if I do my napkin math, typical client is $200,000 to $250,000 of assets under management. You’ve gotta get out of this commission business, and the reason I’m here is because of the compliance guys are having strokes up there in Florida over what you’re doing here.

Mergers and Acquisitions (M&A)

Mergers and Acquisitions (M&A) Planning Marketing Manufacturing

Leveraging Structured Notes To Differentiate A Solo Practice

CFO News Room

NOVEMBER 29, 2022

How does the estate-planning practice weave in in practice? Anh: So, it is a separate practice. So, compliance requires us to keep our financial-planning practice and our estate-planning practice separate. So, it’s still separate and compliance does not allow us to cover estate-planning fees.

Leverage

Leverage Planning Concentration Tax Planning

Corporate Finance Brief

Finding Rollover Opportunities In Transitions After Layoffs

Leveraging Structured Notes To Differentiate A Solo Practice

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