PYMNTS

JANUARY 14, 2020

In financial services, demand for ease of use and security are sky-high, even for business customers. But cloud migrations are often complex, particularly when it comes to remaining compliant with the mounting regulatory initiatives designed to address growing security risks in the financial services arena.

Securities 101

Securities Compliance Financial Data Banking 101

Nerd's Eye View

APRIL 26, 2023

One of the most intimidating aspects of launching a solo advisory firm is the question of how to manage compliance. Putting all of this information together, it’s possible to create a compliance calendar that accounts for each task required, its frequency, and the due date for each.

Compliance 98

Compliance Advertising Invoicing Communication 98

PYMNTS

OCTOBER 9, 2020

Venture capital funding landed at supplier payment and compliance automation firms this week, among other B2B innovators that raised money. The big B2B investment of the week was Tipalti , which landed $150 million in new funding on a $2 billion valuation. Strike Graph , a compliance automation firm, has launched with a $3.9

Compliance 107

Compliance Auditing Accounts Payable Valuation 107

CFO Thought Leader

OCTOBER 28, 2024

“We had to reassign resources to the right areas and ensure our investments aligned with revenue goals,” he recalls. We operate at the intersection of compliance and security in a space we pioneered, called trust management. “You need to embrace change and the outcome,” he reflects.

Leadership 64

Leadership CFO Finance Compliance 64

Future CFO

FEBRUARY 14, 2025

New research from global data and cloud solutions company Hitachi Vantara found that while Asia is outpacing the world in AI adoption, poor data quality and security risks threaten to stall progress. Cloud-based financial systems have improved collaboration, making data more accessible while ensuring compliance with evolving regulations."

Cash Flow Forecasting 78

Cash Flow Forecasting Compliance Leverage Reconciliations 78

Future CFO

SEPTEMBER 16, 2022

She believed that in comparison to the pre-pandemic landscape, the amplified reliance on these principles will likely pave the way for security advancements that ultimately improve privacy. What are the role of Chief Financial Officers (CFO) and senior finance leaders when it comes to data privacy and compliance?

Compliance 98

Compliance CFO Securities Leadership 98

E78 Partners

SEPTEMBER 27, 2024

Data privacy and security are at the forefront of concerns for most organizations. Information security can be especially complex to implement and monitor across portfolio companies and sponsors. This is why SOC 2 compliance is critical. At E78, we understand the gravity of this responsibility.

Compliance 59

Compliance Securities Leadership Prioritization 59

CFO Talks

NOVEMBER 29, 2024

From employing local talent to investing in community health infrastructure, GDC’s approach integrates ESG principles into its broader business strategy. Investments in corporate social responsibility (CSR) also yield significant dividends. This allows for informed and strategic investment decisions.

Finance 98

Finance Profit and Loss CFO Leadership 98

The Charity CFO

APRIL 11, 2025

When it comes to securing funding, your budget serves as a narrative tool, helping funders understand your mission, your needs, and your impact. For example: A government grant might prioritize detailed evidence of your programs efficiency and sustainability, including administrative costs and compliance plans.

Nonprofit 94

Nonprofit Budgeting Prioritization CFO 94

Nerd's Eye View

JANUARY 27, 2025

Operating a financial advisory firm often requires managing large amounts of data, from prospective client contact details to current clients' investment performance, which can create bottlenecks as advisory firms scale and their data systems multiply.

Leverage 83

Leverage Communication Auditing Compliance 83

Future CFO

APRIL 7, 2025

Traditionally focused on cost control and profitability, Soh thinks the CFO role has evolved as ESG considerations become central to business resilience, investments and long-term value creation. He says businesses are not just pursuing sustainability for compliance purposes but also for long-term value creation.

Compliance 52

Compliance Leverage Finance Risk Management 52

Nerd's Eye View

MARCH 14, 2025

Which, if implemented under the new administration, could provide relief for investment advisers, particularly smaller firms that already have to balance compliance with client service, marketing, and the other duties that go into running a firm.

Compliance 64

Compliance Practice Management Valuation Securities 64

E78 Partners

SEPTEMBER 27, 2024

Data privacy and security are at the forefront of concerns for most organizations. Information security can be especially complex to implement and monitor across portfolio companies and sponsors. This is why SOC 2 compliance is critical. At E78, we understand the gravity of this responsibility.

Compliance 52

Compliance Securities Leadership Prioritization 52

Bramasol

MAY 13, 2024

Discover how SAP solutions lay a solid foundation for audits and next level PCAOB or AICPA compliance reviews. Inspections: It conducts regular inspections of registered public accounting firms to assess compliance with PCAOB standards and applicable laws and regulations.

Auditing 84

Auditing Compliance SAP Accounting Standards 84

PYMNTS

DECEMBER 16, 2019

Courtneidge discussed those challenges in a recent interview with PYMNTS, noting that as FinTech innovation continues to solve the biggest B2B payments friction points, service providers are tasked with simultaneously prioritizing compliance — two goals that don’t always go hand in hand. Mixing Innovation With Compliance.

Compliance 81

Compliance B2B B2C Banking 81

Global Finance

DECEMBER 26, 2024

An advanced analytics tool such as this can help users gain deeper insights into market trends and make better-informed investment decisions. Investment in our technology and architecture remains our key priority as we endeavor to meet our clients complex needs through simple, elegant solutions.

Foreign Exchange 96

Foreign Exchange Banking Currencies Treasury 96

Nerd's Eye View

JUNE 5, 2024

If they want to continue to grow and increase their capacity, they'll need to make several important decisions and address a plethora of legal and compliance requirements not only to avoid potential legal issues but also to ensure that their business will continue to operate smoothly.

Compliance 75

Compliance Leadership Securities Investments 75

Strategic Treasurer

JANUARY 31, 2022

Insured Deposit Accounts: Interest Rate Changes and Security. On this episode of the podcast, Host Craig Jeffery continues a conversation with Bruce Bent II, CEO and President of Landing Rock Cash Management, on insured deposit accounts with a focus on interest rate changes and security. Episode 186. Explore All Episodes.

Cash Management 84

Cash Management Securities Accounting Treasury 84

Future CFO

FEBRUARY 19, 2025

Streamlining global financial management for growth, compliance, and stability comes hand in hand with an organisation's expansion, a benefit offered by cross-border virtual CFO services. The post The benefits of cross-border virtual CFO services appeared first on FutureCFO.

CFO 52

CFO Compliance Leadership Currencies 52

PYMNTS

JANUARY 22, 2021

While 2021 has kicked off with a bang in the venture capital arena — with several high-value investments on the books — this week's B2B VC roundup is all about the seed rounds. Young B2B FinTechs secured some of their first investments in areas that include small business accounting, alternative lending and financial management.

B2B 81

B2B Securities Startups Investments 81

CFO News Room

FEBRUARY 1, 2023

Which, in fact, often meets the definition of an ‘endorsement’, subjecting many third-party relationships to the Marketing Rule’s compliance regulations. Which means that third-party solicitors providing such advertisements will require a greater investment into due diligence and oversight going forward than under the previous rule.

Marketing 130

Marketing Advertising Compliance Investments 130

PYMNTS

JUNE 11, 2020

Social distancing restrictions implemented to curb the virus’s spread are preventing compliance professionals from obtaining physical identification documents and holding in-person meetings that typically enforced anti-money laundering/know your customer (AML/KYC) compliance. Compliance Enforcement Goes Remote With Biometrics.

Compliance 74

Compliance Leverage Securities Technology 74

Global Finance

MARCH 20, 2025

To optimize costs, banks are reducing the number of applications and investing in technology that enhances customer experiences while maintaining efficiency. Of course, it demands an initial investment. This must be done by working with risk management and compliance with legal teams in a bank.

Banking 59

Banking Compliance Technology Sales 59

Nerd's Eye View

MAY 15, 2024

On April 25, 2024, the Department of Labor (DoL) issued the final version of its Retirement Security Rule (the "Final Rule"), which imposes an ERISA fiduciary standard "that applies uniformly to all investments that retirement investors may make with respect to their retirement accounts ".

Securities 98

Securities Investments Planning Banking 98

Nerd's Eye View

DECEMBER 6, 2023

And because many service offerings have traditionally focused on areas like investments and securities recommendations, there has been little debate about the need to register as an advisor. Thus, Advice, Business, Compensation, and Securities (ABCS) are the key elements in this definition.

Investments 98

Investments Securities Budgeting Planning 98

Future CFO

DECEMBER 8, 2024

Continued investment in digital systems and security infrastructure Companies in 2025 will invest in innovative new solutions such as process automation and generative AI to support growth. Its a delicate balancing act to respond quickly to the demands of internal and external stakeholders without disregarding security concerns.

SAP 52

SAP Budgeting Compliance Auditing 52

E78 Partners

JUNE 21, 2024

Private equity (PE) firms are constantly looking for ways to improve their operations and create value for their shareholders, and outsourcing their tax and compliance operations is one way this can be made possible.

Compliance 59

Compliance Leverage Finance Technology 59

Bramasol

AUGUST 11, 2023

In this latest post, we take a look at data security, privacy protections, and overall cybersecurity issues, which impact all companies, especially those that are implementing new DSE programs. Maintaining strong security measures can help build and maintain a positive reputation.

Securities 74

Securities SAP Compliance B2C 74

Future CFO

SEPTEMBER 2, 2024

However, challenges such as data security concerns, the need for specialised AI talent, and cultural adaptation to AI-driven decision-making processes may require careful navigation. At Oracle, we run our applications on a single Oracle Cloud Infrastructure that offers enterprise-grade security,” he adds.

Compliance 116

Compliance Leverage Forecasting Risk Management 116

E78 Partners

MARCH 18, 2025

This analysis underscores critical takeaways for those leaders shaping investment strategies. that PE firms must sharpen investment theses and focus on sector-specific value creation strategies. Key Insight: Operating partners must prepare for longer diligence processes and allocate resources for enhanced regulatory compliance.

Prioritization 52

Prioritization Valuation B2C Healthcare 52

CFO News Room

DECEMBER 7, 2022

For investment advisers looking to attract prospective clients, advertising the performance of their investment strategies would be a logical way to market their services (at least if they had strong historical returns!). Executive Summary. Author: Chris Stanley. Guest Contributor.

Advertising 130

Advertising Marketing Communication Compliance 130

Future CFO

JANUARY 13, 2025

This means that while AI can significantly enhance security measures, it also amplifies the threats that CFOs must manage. Geopolitical risks and compliance issues are becoming increasingly intertwined with AI adoption. The clear takeaway for CFOs is that while AI can drive productivity, security must always be the priority.

Risk Management 52

Risk Management CFO Leadership Finance 52

Global Finance

APRIL 4, 2025

Our investments in advanced digital banking solutions, automation, and cutting-edge analytics equip us to offer seamless, secure, and scalable financial services. Moreover, our investments in fintech, e-commerce, and smart infrastructure are unlocking opportunities across industries.

Economics 52

Economics Prioritization Leverage Finance 52

Nerd's Eye View

DECEMBER 7, 2022

For investment advisers looking to attract prospective clients, advertising the performance of their investment strategies would be a logical way to market their services (at least if they had strong historical returns!). Two final prohibitions under the Marketing Rule include restrictions on the use of predecessor performance (e.g.,

Advertising 98

Advertising Investments Marketing Securities 98

PYMNTS

SEPTEMBER 11, 2019

AML and KYC investments are growing in importance when it comes time to do battle against external (and internal) threats. million: Average annual AML compliance spending for Canadian firms with less than $10 billion USD in total assets. 10,000: Number of KYC images from crypto exchange Binance allegedly accessed by a cybercriminal.

Securities 76

Securities Compliance Numbers Banking 76

E78 Partners

FEBRUARY 6, 2025

The alternative investment management business is highly competitive, as managers compete for institutional investors capital allocations. Managers not only compete on investment track records and strategies for driving alpha, they also compete on the strength and reliability of back- and middle-office operations.

Compliance 59

Compliance Concentration Investments CFO 59

CFO News Room

DECEMBER 16, 2022

Job security is always a concern when choosing a career, but some fields are more recession-proof than others. After all, people will always need financial services, whether investing their money , taking out loans, or managing their taxes. Chief Compliance Officer. Chief Compliance Officer. Insurance Advisor.

Finance 130

Finance Budgeting Financial Analyst Compliance 130