CFO News Room

NOVEMBER 8, 2022

I’ve told her, “Hey, I need you to make visuals of these workflows and really walk through it with advisors and CSAs and associate advisors so that we’re not missing anything from compliance, we’re giving the client experience that we want to be giving.” Did things change significantly since we updated the plan?,”

Restructuring 130

Restructuring Planning Marketing Accounting 130

Barry Ritholtz

MAY 9, 2023

But I don’t think this is a wholesale shift, we’re in a higher rate environment, obviously, for now. And while rates will likely start rolling over into next year, I think we’re in an environment where the hurdle rate for making more illiquid investments is higher. Capital rules were changing.

Investments 119

Investments Banking Advertising Numbers 119

Barry Ritholtz

MAY 21, 2024

Because these regulated banks had to hire all these legal and compliance and expert folks to make sure we weren’t doing anything bad, right? But now we’re back to a more normal hurdle rate. 5% interest rates is not super high. 00:50:03 Not anymore. I think it’s manageable, right?

Finance 59

Finance Marketing Numbers Investments 59

Barry Ritholtz

NOVEMBER 25, 2024

You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. So you’ve got, you’ve got a modeling hurdle rate that you need to figure out when you’re adding diversifiers. 00:09:23 [Speaker Changed] Just a routine exam.

Leverage 59

Leverage Investments Marketing Math 59