Benchmarking Investments Practice Management 
Nerd's Eye View
DECEMBER 1, 2023
Jarkesy, which in a narrow sense focuses on the SEC's use of in-house Administrative Law Judges to hear securities law cases rather than traditional Federal jury trials, but in a broader sense could call into question the SEC's (and other government agencies') authority to make rules and enforce laws in the absence of specific guidance from Congress (..)
E78 Partners
SEPTEMBER 10, 2024
Actionable Insights: DSOs should regularly benchmark RPP against industry standards and historical data to identify trends and variances. Actionable Insights: To enhance CCAR, DSOs should invest in staff training focused on coding accuracy and claim submission processes.
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E78 Partners
SEPTEMBER 10, 2024
Actionable Insights: DSOs should regularly benchmark RPP against industry standards and historical data to identify trends and variances. Actionable Insights: To enhance CCAR, DSOs should invest in staff training focused on coding accuracy and claim submission processes.
Nerd's Eye View
FEBRUARY 14, 2023
What's unique about Jim, though, is how he has built an RIA platform approaching $25B in AUM in just 5 years, and the way he’s managed everything from hiring and staffing to raising outside investor capital in order to make the investments necessary to achieve scale as a middle and back-office support platform for independent advisors.
CFO News Room
NOVEMBER 28, 2022
Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.
CFO News Room
DECEMBER 17, 2022
From there, we have several articles on practice management: Why it is important for advisors charging on a fee-for-service basis to regularly reassess their pricing, and best practices for letting current clients know about a fee increase.
CFO News Room
DECEMBER 3, 2022
From there, we have several articles on practice management: The three essential skills firm owners need to build the right team, including why it is important to always be on the lookout for potential employees. Why wrap fee programs appear to be in the crosshairs as the SEC begins to enforce Reg BI. Pat Cleary | Alpha Architect).
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