Nerd's Eye View

JULY 31, 2024

Even firms with robust compliance programs that do a good job following their required policies and procedures can struggle with examinations if they don't have the information that examiners will ask for readily available.

Compliance 73

Compliance Advertising Communication Accounting 73

Nerd's Eye View

DECEMBER 27, 2023

These responsibilities also extend to the use of any technology used in the process of giving advice: A recommendation made with the aid of technology still needs to be in the client's best interests, while the technology also needs to carry out any function as it's described in the advisor's marketing materials and client communications.

Communication 85

Communication Compliance Advertising Technology 85

PYMNTS

AUGUST 14, 2020

A second suit is expected to be filed later this month at the High Court of Justice in London England, alleging violations of GDPR and the United Kingdom’s Privacy of Electronic Communications Regulations, which governs the use of personal data for marketing communications, TechCrunch reported.

Nonprofit 78

Nonprofit Communication Advertising Compliance 78

The Charity CFO

DECEMBER 15, 2023

Not only does it help with transparency in your organization, but properly recording revenue keeps you in compliance with nonprofit regulations. Like restricted and unrestricted funds, keeping grant and sponsorship money can save you headaches at tax time (and when communicating with donors ). Need Help Recording Revenue?

Nonprofit 52

Nonprofit Compliance Valuation CFO 52

PYMNTS

DECEMBER 13, 2018

Communication and engagement with members is an essential part of any credit unions’ (CUs’) retention strategy. Recently, though, many CUs have turned to technology-driven solutions to help members more efficiently communicate their needs and feedback. AML Compliance Turns CUs Into Law Enforcement.

Compliance 54

Compliance Communication Advertising Banking 54

PYMNTS

JANUARY 9, 2019

8), Financial Times reported that the country’s Authority of Broadcasting and Electronic Information said Facebook violated Vietnamese law in how it managed online content, advertising and taxes. In response, Facebook said it removed content in compliance with the laws in Vietnam.

Advertising 43

Advertising Compliance Communication Accounting 43

PYMNTS

JUNE 29, 2020

As Laura Valdespino , director of compliance solutions at ADP , told PYMNTS in a recent interview, using digital channels, and specifically, pay cards, can actually improve the employees’ pay experience over paper-based methods that have been in place for decades.

Compliance 94

Compliance Advertising Budgeting Banking 94

The Charity CFO

JULY 24, 2023

Establish milestones for tasks such as creating the job description, advertising the position, conducting interviews, and making a final decision. Before making a final decision, conduct background checks, call references, and ensure compliance with all legal requirements.

Nonprofit 52

Nonprofit Compliance Advertising Budgeting 52

PYMNTS

DECEMBER 14, 2020

The Commission Nationale de l’Informatique et des Libertés (CNIL), the French data protection watchdog, has hit Amazon and Google with significant financial penalties for allegedly contravening regulations on the digital advertising trackers known as “cookies,” CNBC reported. Amazon was told to pay 35 million euros (approximately $42.5

Compliance 52

Compliance Advertising Communication Technology 52

PYMNTS

FEBRUARY 25, 2020

Amit explained that he quickly identified overlapping AP challenges across businesses of different verticals, particularly for firms with online-first business models like those in the online advertising or game monetization spaces. Yet as Tipalti ’s scope expanded, solving for that pain point became more difficult than initially believed.

Accounts Payable 73

Accounts Payable Compliance B2B Invoicing 73

PYMNTS

SEPTEMBER 16, 2019

On Friday, the House Judiciary Committee, investigating antitrust issues tied to marquee names such as Facebook, Google and others, delivered letters asking for communications and documents that may shed light on the reasons and processes surrounding changes in the competitive landscape, including various mergers and acquisitions.

Advertising 49

Advertising Compliance Communication Finance 49

Future CFO

JUNE 26, 2023

The shift towards remote work has increased reliance on digital communication and collaboration tools, exposing organisations to new security risks as cybercriminals exploit vulnerabilities in remote access systems and unsecured access points within the home. Strengthen cybersecurity leadership.

Leadership 52

Leadership Manufacturing Education Securities 52

The Charity CFO

JANUARY 5, 2023

Tax issues and non-compliance with regulatory requirements. Expenses: Typical expenses include salaries & benefits, insurance, consultant fees, office fees, travel, professional development, utilities, marketing and advertising, program expenses, and fundraising expenses. Bring GAAP compliance. Collaboration issues.

Nonprofit 52

Nonprofit GAAP Budgeting Auditing 52

PYMNTS

NOVEMBER 29, 2019

There are 12,000 jurisdictions, Peterson told PYMNTS – and that’s the easy part of grappling with tax compliance. You can bet, however, that they take the time to read through communications from tax authorities indicating that they are being audited or that they owe back taxes. The hard part? Then the scrambling begins.

eCommerce 53

eCommerce Auditing Sales Education 53

CFO News Room

DECEMBER 26, 2022

Creating Visual Deliverables That Clearly Communicate Financial Planning Concepts – While technical expertise is necessary to formulate a financial plan, being able to clearly communicate the findings to a client can make all the difference between whether or not the client will understand and agree to implement the advisor’s recommendations.

Planning 130

Planning Benchmarking Profit and Loss Communication 130

PYMNTS

SEPTEMBER 4, 2018

Chamber of Commerce found that 79 percent of SMBs surveyed said they’re using digital tools to communicate with customers and suppliers, with similar penetration rates found in SMBs’ efforts in sales, customer information and advertising.

Invoicing 70

Invoicing Analyzing Data Technology B2B 70

The Charity CFO

APRIL 27, 2022

The biggest communication problem most nonprofits face (13:25). Why you need to “humanize” your communication. And, you know, I was telling him about what I was trying to do and what I was trying to break into this, this marketing, advertising field. Um, and so I was hired to do digital communications. So for nine years.

Nonprofit 98

Nonprofit Communication Accounting Advertising 98

PYMNTS

JULY 17, 2018

Increasing collaboration promises to help with that task, according to a recent PYMNTS interview with Director of Compliance and Interoperability Kevin Emery at UL , which helps other companies with identity management and security-related issues. All those connected devices will, by 2025, represent an estimated $6.2

Securities 41

Securities Advertising Compliance Currencies 41

Boston Startup CFO

MAY 9, 2016

Robo-advisers have become a fixture in the financial services space, and automated tax preparation apps have been the subject of a tax season advertising blitz. Now, they need to contend with a tangled web of international trade and tax laws, government regulations, and compliance needs. In some ways, it’s already happening.

Accounting 52

Accounting Prioritization Advertising Compliance 52

PYMNTS

MARCH 16, 2018

Add to the equation the growing burdens of regulatory compliance stretching across anti-money laundering and know your customer efforts … and record-keeping can become daunting even with the best of efforts. There was the Google ban on crypto advertising. Frequently, there are intermediaries involved with financing.

Invoicing 49

Invoicing SAP Manufacturing Startups 49

PYMNTS

AUGUST 9, 2017

UnionPay did invest in NFC (near field communication)-based mobile payment services, which the firm has boosted by advertising that using NFC frees consumers of the need to unlock smartphones or open any app — and reduces the odds of compromising bank-account related information. But in the last three years, not much has happened.

Marketing 46

Marketing Banking Accounting Advertising 46

PYMNTS

JUNE 29, 2017

“An iPod, a phone and an internet communicator … Are you getting it? billion people in the next four years and that the average app spend — including app-store purchases, advertising spend and, most importantly, commerce — will increase from around $379 per person today to $1,008 in 2021. These are not three separate devices.

Communication 60

Communication Securities Banking Transportation 60

Barry Ritholtz

SEPTEMBER 10, 2024

And so it’s, it’s sort of managing that, all of those different constituents with communication. How do you take that massive information and communicate it to both the Morgan Stanley staff, the sales team, the brokers, the asset managers, and the investing public? You have to get compliance. Not yet to approve that.

Valuation 62

Valuation Investments Economics Marketing 62

Barry Ritholtz

FEBRUARY 13, 2023

ADVERTISEMENT) RITHOLTZ: So you’ve been with BlackRock since the financial crisis. Tell us a little bit about what you do on Twitter and how was it getting that through legal and compliance? RIEDER: Well, first of all, anything I tweet goes through legal and compliance before it gets out there, first part. RIEDER: Thanks.

Mergers and Acquisitions (M&A) 57

Mergers and Acquisitions (M&A) Investments Marketing Education 57

PYMNTS

OCTOBER 16, 2019

Agarwal pointed to macro trends as tailwinds, including the entrenchment of social media, digital advertising, the lower cost of technology and a growing middle class evident in several emerging economies around the world. He said APIs can be likened to face-to-face communications, where information is exchanged in real time.

B2B 51

B2B B2C Compliance Currencies 51

Barry Ritholtz

AUGUST 15, 2023

Let me say what your compliance wouldn’t allow you to say. SEIDES: And I’ll tell you a story that’s fun about the communication of it too. ” It wasn’t that they didn’t communicate that. I’m sorry, I’ve never advertised for the podcast other than a couple little experiments.

Investments 52

Investments Benchmarking Marketing Treasury 52

Barry Ritholtz

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Mergers and Acquisitions (M&A) 62

Mergers and Acquisitions (M&A) Compliance Investments Finance 62

Onplan

NOVEMBER 30, 2022

Instead of reaching out to your marketing, sales, and other departments for data inputs, and spreading your communication across various channels and sources, you can reach instant and total alignment. Automated reporting also enforces compliance with GAAP and IFRS standards. Key features. Workforce and sales planning and management.

Financial Planning and Analysis (FP&A) 52

Financial Planning and Analysis (FP&A) Budgeting Forecasting Planning 52

Barry Ritholtz

MAY 16, 2023

They kept the reputation intact by communicating with their investors. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. Whereas eTrade they were spending billions on advertising. RITHOLTZ: So great advertising, but expensive advertising.

Leverage 113

Leverage Investments Valuation Marketing 113